Medical litigation following especially surgical treatment is ever more becoming an issue if the course of the disease deviates from the expected one [1
]. In a report published previously we investigated the general population’s attitude towards public healthcare in a cross-sectional telephone survey interviewing participants in Austria. More than half (54%) of all respondents stated they would issue a formal complaint if they suspected that their medical treatment might have gone wrong [2
Possible undesirable events are discussed during any patient education, using also elaborate forms to provide patients with comprehensive information. In addition, the propagation of medical issues, in all types of media, provides information to the public at a low threshold, resulting in a basic medical literacy. Nevertheless, the fact that patients may struggle with medical information considered as “simple” [3
] is often missed. This is why terms describing different types of untoward development during treatment of a disease, such as “side effect”, “adverse event”, “complication” and “medical malpractice” are hardly ever explained.
The aim of the present study was to investigate whether the official definitions for the abovementioned terms can be understood by a sample population representing a cross-section of the Austrian population.
With the aid of The Austrian Gallup Institute (Das Österreichische Gallup-Institut), a telephone survey among Austrian inhabitants was carried out between 8 and 22 October 2015. A sample of 1021 participants above 14 years of age was drawn randomly from all 9 states in Austria. Citizens were called on their private telephones (mobile phones) and informed consent was obtained by asking whether they would agree to participate in the survey. In order to determine quality responses, careful considerations were made to ensure that interviewees were questioned during a leisure moment, a calm environment and non-distracting setting, as opposed to the middle of a work day or while driving. If necessary, the questions were repeated.
Demographic parameters were assessed including age, gender, number of inhabitants at place of residence, occupation, highest level of education, and monthly income. In four of the nine states of Austria there is a university hospital. We assessed whether citizens lived in a state with a university hospital or not. In the questionnaire four statements were listed one of which was the correct definition of a medical complication, while the others were the correct definitions of side effect, adverse event or medical malpractice. All definitions were taken from the official gazette on the Austrian patient safety strategy published by the Austrian Ministry of Health in 2013 [5
]. To eliminate possible observer bias and to obtain consistent results, the key question was asked in two different modes: first, participants were individually read each of the definitions and asked to state for each definition, whether or not it defined the term “complication” correctly. Possible answers were “yes”, “no” and “prefer not to say” (the answer “yes” could be given more than once). After completing the first portion of the interview, participants had to state which of the four previously mentioned statements, in their opinion, best defined a medical complication. Definitions were given in random order. In order to analyze the data, definitions were ranked from the most frequently selected option (a) to the least frequently selected (d) for easier comprehensibility. Table 1
shows the questionnaire and the two consequent different question modes.
Is the following statement the correct definition of a complication?
Possible answers for each item: yes/no/prefer not to say
(a) A complication is the worsening of a medical condition or an unexpected difficulty of a surgical intervention
(b) A complication is the unintended consequence of an intervention that may also occur under sufficient accuracy
(c) A complication is the consequence of an intervention that possibly, but not necessarily, causes secondary damage to the patient
(d) A complication is the consequence of an intervention in which adequate accuracy was disregarded
Which of the four definitions above best defines a complication?
Possible answer: a, b, c, d, prefer not to say (select only one option)
Statistical tests were done with SPSS 23.0 for Windows (IBM Cooperation, Armonk, NY, USA) as well as R for Windows. For independent samples the χ2-test was applied. To evaluate the impact of demographic parameters on the answer pattern within the second question mode, a loglinear multinomial model was formed and significance of factors was determined by stepwise backwards regression analysis. The option “prefer not to say” was excluded from the analysis if present. A p < 0.05 was considered as statistically significant.
In Austria, not all surveys require an ethical approval by an institutional review board as it depends on the topic. Therefore, for this health literacy survey no ethical approval has been acquisitioned.
Several investigatory reports have revealed that patients may not understand or are even unable to retain medical information. These facts must be taken into consideration when explaining medical procedures, especially if informed consent is required [3
]. Our survey revealed two major findings: firstly, our results suggest that the general population has difficulty defining the term complication correctly with the given official definitions. Of all participants, only 31% picked the correct definition of complication when confronted with four official descriptions for different medical events. Although this number is significantly greater than the chance probability of making the correct choice (25%), it is necessary to keep in mind that vice versa 69% failed to define “complication” correctly. Also, the ability to discriminate between the definitions for “side effect” and “complication” was poor in the present collective.
The second and probably even more concerning finding was that depending on the question mode 61% and 15%, respectively, of the respondents defined a complication with the sentence “a complication is the consequence of an intervention in which adequate accuracy was disregarded”. Although this option was chosen by the fewest number of participants in both cases, this actually means that almost two out of three patients may regard a complication as the physician’s fault. Furthermore, it can be assumed that one in seven patients is absolutely convinced a complication is the doctor’s fault, as reflected by the 15% selecting the definition for malpractice when asked to choose the most suitable definition for a complication out of the four. This finding was even more pronounced in certain federal states, e. g. Styria, where the probability of participants selecting the definition for medical malpractice was as high as 28%, or Upper Austria where the probability was 22%. Taken into account that up to 95% of surgical patients are concerned about perioperative complications [9
], our findings are even more striking. Poor comprehension alone cannot explain why one in seven participants in our study placed the term “complication” on an equivocal level with the definition for “medical malpractice”. In fact, that very definition was the only one unambiguously insinuating that a complication was the caregiver’s fault. Probably the abilities of modern healthcare are overestimated and unfortunate events are not taken into account by the general public. This should be taken into consideration when patients are educated about their treatment options and accompanying risks.
According to Metcalfe et al. unexpected misunderstandings emerging from informed consent also constitute a major reason for medical litigation [1
]. Comprehension of medical information is commonly referred to as health literacy. Several studies have investigated health literacy among different patient groups. Altogether, better comprehension and recall of medical information was frequently associated with higher levels of education [3
], higher income [3
] and younger age [3
]. In our study, however, neither the level of education nor age had a significant impact on the correct definition of the term “complication”.
Although women have been seen to have better medical knowledge and higher health awareness than men [13
], the ability of both men and women in our study to identify the correct wording for “complication” was almost identical. The medical literature is inconsistent concerning the observation that health literacy is better in urban populations [14
]. In the present analysis a better recognition of the correct definition was also not evident among participants from more populated areas; however, answer patterns differed between the federal states. In our study recognition of the correct definition for the term “complication” was good among participants from Vorarlberg, Vienna and Salzburg, whereas it was bad among participants from Styria, Upper Austria and Carinthia. This is to certain extent comparable to the findings of the nationwide health study from 2012 by Pelikan et al. who found highest levels of adequate or excellent health literacy in Burgenland and Vorarlberg and lowest levels in Styria and also Vienna [16
Considering the meaning of a side effect and that of a complication to a patient, a side effect is often considered as a circumstance occurring during therapy that is “common”, “normal” or even “to be expected” in a certain proportion of patients. A complication is however considered as “uncommon”, “error” or even “failure of therapy” and negatively affects the patient’s perception of the quality of delivered care [17
]. Nevertheless, discrimination between the two definitions was poor among the present study population.
Finally, the knowledge about the differences between “side effect”, “adverse event”, “complication” and “medical malpractice” seems to be taken for granted, which is why the terms are neither elucidated in the media nor in medical everyday routine. Thus, the complexity of the definitions used in our telephone survey may have overstrained a part of the study population. Although obviously correct from the lawgivers’ point of view the terms are difficult to grasp by people not familiar with juridical expressions. This hypothesis is further strengthened by the fact that none of the usual health literacy-associated factors (young age, higher income, better education, high job position) had an impact on recognizing the correct definition of a medical complication.
Our study has several limitations: firstly, the participants were recruited solely from Austria. Thus, the collective may not be representative for populations outside German speaking countries due to legislative and sociocultural differences and differences in the delivery of medical care. Secondly, the fact that the survey was carried out via telephone may have increased the difficulty of the task of identifying the correct definition for a complication. Lastly, a non-patient population was interviewed. It cannot be ruled out that our results may not be applicable to hospitalized patients.
To conclude, patients need better information on undesirable medical events. This aspect should be included into patient education; however, in this respect the present official definitions are probably inappropriate, since they are difficult to understand, making even well-educated people struggle. Simple definitions for medical events would be desirable.