ReviewA behavioral neuroenergetics theory of ADHD
Graphical abstract
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Highlights
► The neurons of ADHD brains cannot recruit adequate lactate from astrocytes. ► Resulting hypoenergy causes attention drift, mental fatigue, response variability. ► Methylphenidate is effective because it inhibits norepinephrine reuptake. ► Norepinephrine and glutamate stimulate astrocytes to release needed lactate. ► Described by a diffusion model of responding, attentional drift and recapture.
Introduction
the engine is intact, but there is a problem with the petrol supply
(Van der Meere, 2002)
The human brain is distinguished from that of other species by a cerebral cortex enlarged to support the development of language and complex social behavior. Constituting only 2% of the body's weight, it utilizes 25% of total glucose production, for perception, response generation, and the intrinsic neuronal processing that informed responses require (Zhang and Raichle, 2010). Not only do humans possess more neurons than other species, those neurons are hungrier, due to their expansive dendritic arbors and long-range projecting axons throughout that large volume (Sherwood et al., 2006). The transport and refinement of their food stock, glucose, from blood vessels is mediated by glial cells, which, in the human brain, are about as numerous as neurons (Azevedo et al., 2009). Astrocytes ferry glucose from capillaries, store it as glycogen, and convert it to lactate, the primary fuel of rapidly firing neurons. Astroglia also assist the neuron in providing other nutrients, maintaining the composition of the extracellular fluid and clearing neurotransmitters from the synaptic cleft.
Todd and Botteron (2001) suggested that some forms of neuropsychiatric disorder may be viewed as cortical energy-deficit syndromes secondary to hypofunctionality of catecholamine systems that regulate astrocyte glucose and glycogen metabolism. This suggestion was examined in detail by Russell et al. (2006), who explored its implications for attention-deficit hyperactivity disorder (ADHD). They hypothesized that ADHD symptoms, particularly the marked intra-individual variation that characterizes them, may arise as a result of impaired lactate production by astrocytes that is, insufficient to meet energy demands, resulting in a supply of adenosine triphosphate (ATP) inadequate to maintain ion gradients across neuronal membranes. This would impair timing of motor responses, leading to slow and variable reaction times in energy-demanding tasks like complex cognition and rapid externally paced responding, such as finger tapping–especially when regulated by the characteristically unmyelinated, energetically inefficient axons of dopaminergic neurons. Some areas of the brain are differentially impacted—the right prefrontal cortex, basal ganglia, and vermis of the cerebellum—are smaller in individuals with ADHD, and they also take up less glucose when activated (Castellanos et al., 2001, Hart et al., 2012, Paloyelis et al., 2007, Vaidya et al., 2005, Yu-Feng et al., 2007).
How does one translate this hypoenergetic hypothesis into testable predictions? The strategy of this paper is to develop a cartoon compartment model of the neural energetics required to support rapid neural firing—the neuroenergetics mass-action model (NEMA). Whereas the actual energetic process is very complex (see Section 3), NEMA suffices to trace the time-course of critical processes at a level that contacts the relevant behavioral data, adumbrated in Section 2. Thereafter (Section 4) the simplest of process models is adduced to map the behavior of persons with ADHD and matched control groups to the neuroenergetic processes—the behavioral neuroenergetics theory of ADHD (NeT). It is a behavioral theory because, whereas we exploit data collected under various cognitive rubrics such as inhibition, inattention, working memory, and executive function, our theory neither invokes these, nor explains its data in terms of them. It is neurobehavioral. It combines a drift model of response times from the attentive state with a Markov model of the lapse and recovery of attention. In Section 5, NeT is related to other theories of ADHD, such as the cognitive-energetics theory (Sergeant, 2005), and provides the biological definition of energy pools, and quantitative predictions of task effects missing from that theory. Section 6 reviews the role of pharmacological agents. Section 7 summarizes these results, reviews predictions of the theory, and draws implications for future research and treatment.
Section snippets
Exemplary phenomena to be explained
The diagnosis of ADHD is a complex and controversial adjudication, as ADHD constitutes not so much a taxon as an extreme range of scores in a multidimensional character state (Coghill and Sonuga-Barke, 2012), parts of which range are also occupied by other psychiatric disorders. It is therefore necessary to delimit the phenomenon and clarify the domain of the proposed theory.
Neuroenergetics
In this section we describe how the release of glutamate by neurons stimulates astroglia, both directly and through secondary release of norepinephrine from neural varicosities. That stimulation increases the glial cells’ uptake and metabolism of glucose, to energize its own responsibilities in clearing glutamate, transforming it into glutamine, and transferring it back to the neuron. That stimulation also causes the glia to produce lactate, which is a crucial fuel for the neuron. It is our
Applications to data
Swanson et al. (Swanson et al., 2010; also see Willcutt et al., 2008, Williams et al., 2010) summarized the meta-analyses of neuropsychological tasks for ADHD reported by (Nigg, 2005) and (Willcutt et al., 2005). Those tests with the largest effect sizes are analyzed here.
Embedding NeT in a causal framework
Killeen et al. (2012) proposed an explanatory framework for ADHD based on the four kinds of knowledge that comprise understanding: that of the causes, substrates, functions, and of the models by which we define and interpret a thing. Each kind has both a proximate (immediate, molecular) core and an ultimate (longer-term, molar) shell. The present paper has been concerned with the proximate material causes of ADHD, the machinery that appears to be broken. It is important to situate this
The role of pharmacological agents
All pharmacotherapies for ADHD facilitate catecholamine function, either by increasing extracellular concentrations of norepinephrine and dopamine (the transporter blockers: methylphenidate, amphetamine, atomoxetine, modafinil, desipramine, and monoamine oxidase inhibitors), or by acting directly on noradrenergic receptors (guanfacine, an α2A-adrenoceptor agonist). Some of these are stimulants, some not; what they have in common is their ability to stimulate the release of lactate from
The neuroenergetics mass-action model (NEMA) and the behavioral neuroenergetics theory (NeT)
ADHD is clinically heterogeneous, and research into this disorder is diverse—not only in the methodologies used, but also the range of results reported. There is a need to integrate the diverse findings. Over 300 meta-analyses have been conducted in an attempt to increase analytic power in specifying differences between ADHD and TDCs. This is an empirical, inductive form of integration. Theoretical modeling—for example the dual pathway theory and its revision (Sonuga-Barke et al., 2010)—is a
Acknowledgments
This article would not have been written without the early support of the Norwegian Centre for Advanced Study, and the leadership there of Terje Sagvolden. We thank Rosemary Tannock for comments on the manuscript, and Paige Scalf for reminding us of the attention and organizational deficits found in MS patients. Two anonymous reviewers greatly sharpened the arguments and text.
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